As per the SEBI PR No.: 30/2021 on 21st oct'21 ,We state that we do not provide any Advice in regards to Digital gold,Non-fungible tokens(NFT),Crypto-currencies or any other unregulated market product. If any one found trying to provide the same in the name of Mr. Manu Chhabra (under the brand name of Absolute Finserve), do report to us the same over compliance@absolutefinserve.com
- +91 8792921955
- info@absolutefinserve.com
Audit Conducted
| S.No | Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1. | FY 2020-21 | Conducted | - |
| 2. | FY 2021-22 | Conducted | 1. it is observed that RIA is not registered with CKYC and KRA. RIA has registered with KRA.Registration process for CKYC is completed by RIA in FY 2022-23, however the confirmation from CKYC authority is pending for the same 2. It is observed that all the requisite details are there on website and printed or electronic materials , however the same is not there in email communications with RIA clients. |
| 3. | FY 2022-23 | Conducted | - |
| 4. | FY 2023-24 | Conducted | Adverse remarks -IA has not maintained PAN card for 157 clients
Remedial steps taken to address adverse remarks-IA recovered details for 50 clients PAN card and had committed for taking measure to prevent such incidents in near future and has not onboarded single client without PAN since Sep'22 |