The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Investment Advisers) Regulations, 2013.
The purpose of the Document is to provide essential information about the Investment Advisory Services in a manner to assist and enable the perspective client/client in making an informed decision for engaging Investment Advisor before investing.
For the purpose of this Disclosure Document, Investment Adviser is Manu Chhabra
Manu Chhabra was originally incorporated as Manu Chhabra on 22nd day of September, 2019. Manu Chhabra is registered with SEBI as an Investment Advisor with Registration No. INA200013992. The focus of Manu Chhabra is to provide investment advice to the clients.
In the capacity as advisers Manu Chhabra aligns its interests with those of the client and seeks to provide the best suited advice based on clients risk profile. Manu Chhabra first tries to understand the client's return expectations, risk taking ability & goals, which in turn helps to arrive at an asset allocation suitable for the client. Manu Chhabra conducts frequent portfolio reviews and suggests any corrective action/s if required.
Details as per the final Adjudication order being passed dated 15/09/2023 bearing Order ref no. ORDER/NH/KL/2023-24/29268 .
Disclosures with respect to receipt of any consideration by way of remuneration or compensation or in any other form whatsoever, received or receivable by Manu Chhabra or any of its associates or subsidiaries(if any) for any distribution or execution services in respect of the products or securities for which the investment advice is provided to the client:
Manu Chhabra do not have any distribution or execution arrangement with the issuers of the securities, that Manu Chhabra advises on. The fellow subsidiaries(if any) of Manu Chhabra may receive distribution commission/referral fee or similar income in respect of the product or securities for which investment advice is provided to the client by Manu Chhabra. The indicative commissions received by fellow subsidiaries (if any) are available on the website.
Manu Chhabra does not recommend services of any stock broker or intermediary to a client. Manu Chhabra does not have any commission sharing agreement with any intermediary for recommending the services either as a stock broker or as other intermediary.
Although Manu Chhabra is registered as an Investment advisor with SEBI, it is not actively engaged into any proprietary trading. It does not invest in any financial products / securities. However Manu Chhabra may/not have positions in various mutual funds/liquid products.
Manu Chhabra is a separate legal entity which has an independent activity of providing the Investment Advisory services. These services shall be provided by Manu Chhabra by maintaining an arm’s length relationship with its fellow subsidiaries (if any) which might engage in stock broking, depository, research, portfolio management and distribution of mutual funds and third party products. Appropriate Chinese walls are also maintained in the manner as expected under SEBI IA Regulations.
Clients are requested to go through the detailed key features, performance track record of the product, or security including warnings, disclaimers etc. before investing as and when provided by the Investment Advisor. Such product materials may also be available to www.sebi.gov.in or www.nseindia.com or www.bseindia.com.
Manu Chhabra and the Advisers of Manu Chhabra who provide the investment advice on behalf of the concern to the clients, shall draw the client’s attention to the warnings, disclaimers in documents, advertising materials relating to an investment product/s which he/she/they is/are recommending to the client/s.
Manu Chhabra shall maintain complete confidentiality of all information provided by the client/s and shall not disclose any such information, without your prior consent except if such disclosure is required to be made in compliance with any applicable law or regulatory direction. Manu Chhabra will obtain information pertaining to your orders/transactions/portfolio/funds availability/securities availability etc. from the individual Client to enable us to provide you with informed and appropriate advice.
Name of the person: Manu Chhabra Designation: Compliance Officer
Address: Plot 771,80 feet road,Koramangla 4th block ,Bangalore(Karnataka)– 560034 Telephone: 91- 8792921955
In case of any grievances the investors may email to email@example.com